Securities Listed on OTC
Sloan Securities Corp

Summary Statistics:

Non-directed orders as percentage of total customer orders 100.0%
Market orders as percentage of total non-directed orders 63.7%
Limit orders as percentage of total non-directed orders 35.3%
Other orders as percentage of total non-directed orders 1.0%

Venues receiving significant percentage of total non-directed orders:

Penson Financial Services, Inc. 2.9%
Knight Securities 81.4%
UBS Securities, LLC 15.7%

Information Concerning significant Venues:

Penson Financial Services, Inc.

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 4.2%
Market orders as percentage of total market orders 2.3%

Knight Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 93.1%
Market orders as percentage of total market orders 74.6%
Other orders as percentage of total other orders 100.0%

UBS Securities, LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 2.8%
Market orders as percentage of total market orders 23.1%