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Sloan Securities Corp |
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SEC-Required Report on Routing of Customer
Orders |
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First Quarter, 2008 |
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_18040_image002.gif)
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NYSE |
Non-Directed |
Market |
Limit |
Other |
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_18040_image003.gif)
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
59.67% |
67.31% |
32.65% |
0.04% |
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| Orders Routed To: |
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| NYSE |
31.86% |
56.62% |
43.27% |
0.11% |
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| TRIM |
16.25% |
84.56% |
15.44% |
0.00% |
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| ARCA |
51.89% |
68.47% |
31.53% |
0.00% |
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NASDAQ |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
65.42% |
68.96% |
24.17% |
6.87% |
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| Orders Routed To: |
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| INET |
0.23% |
18.97% |
81.03% |
0.00% |
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| ARCA |
60.59% |
68.10% |
31.90% |
0.00% |
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| NITE |
37.67% |
72.77% |
8.98% |
0.00% |
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0.24% |
100.00% |
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1.27% |
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100.00% |
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AMEX |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
29.28% |
48.68% |
51.32% |
0.00% |
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| Orders Routed To: |
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| AMEX |
23.96% |
29.25% |
70.75% |
0.00% |
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| TRIM |
13.41% |
53.17% |
46.83% |
0.00% |
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| ARCA |
58.16% |
59.39% |
40.61% |
0.00% |
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OPTIONS |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
0.00% |
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| Material Aspects of Relationship with Route Venues |
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| INET rebates up to $0.002 per share for NASDAQ issues and ETFs
and up to $0.001 for Listed issues when adding liquidity to their book |
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| ARCA rebates up to $0.002 per share for NASDAQ issues and ETFs
and up to $0.001 for Listed issues when adding liquidity to their book |
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| The above data has been created
for all orders accepted by Sloan's Institutional Trading Department. All other orders accpeted by Sloan
Securities Corp. are routed through our clearing agent. A separate report of these order routing
practices can be found by following the link below, along with the Material
Aspects of relationships with various Market Centers. |
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| Sloan Retail Order Routing Disclosure |
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