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Sloan Securities Corp |
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SEC-Required Report on Routing of Customer
Orders |
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_18040_image002.gif)
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NYSE |
Non-Directed |
Market |
Limit |
Other |
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_18040_image003.gif)
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
30.89% |
70.88% |
29.12% |
0.00% |
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| Orders Routed To: |
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| NYSE |
45.17% |
74.15% |
25.85% |
0.00% |
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| TRIM |
34.19% |
88.23% |
11.77% |
0.00% |
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| ARCA |
20.64% |
35.00% |
65.00% |
0.00% |
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NASDAQ |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
23.16% |
62.14% |
36.34% |
1.53% |
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| Orders Routed To: |
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| ARCA |
28.19% |
33.00% |
67.00% |
0.00% |
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| NITE |
66.75% |
73.47% |
24.24% |
0.00% |
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| HDSN |
5.06% |
74.90% |
25.10% |
0.00% |
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| 0 |
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0% |
0.00% |
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| 0 |
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0% |
0.00% |
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OPTIONS |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
100.00% |
22.00% |
78.00% |
0.00% |
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| CGMI |
100.00% |
100.00% |
0.00% |
0.00% |
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| Material Aspects of Relationship with Route Venues |
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| INET rebates up to $0.002 per share for NASDAQ issues and ETFs
and up to $0.001 for Listed issues when adding liquidity to their book |
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| ARCA rebates up to $0.002 per share for NASDAQ issues and ETFs
and up to $0.001 for Listed issues when adding liquidity to their book |
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| The above
data has been created for all orders accepted by Sloan's Institutional
Trading Department. All other orders
accpeted by Sloan Securities Corp. are routed through our clearing agent. A separate report of these order routing
practices can be found by following the link below, along with the Material
Aspects of relationships with various Market Centers. |
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| Sloan Retail Order Routing Disclosure |
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