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Sloan Securities Corp |
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SEC-Required Report on Routing of Customer
Orders |
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_18040_image002.gif)
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NYSE |
Non-Directed |
Market |
Limit |
Other |
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_18040_image003.gif)
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
28.48% |
64.69% |
33.94% |
1.37% |
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| Orders Routed To: |
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| NYSE |
58.49% |
67% |
31.63% |
1.37% |
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| TRIM |
20.72% |
89.64% |
7.64% |
2.72% |
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| ARCA |
20.80% |
33.36% |
66.64% |
0.00% |
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NASDAQ |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
53.58% |
60.81% |
34.73% |
4.45% |
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| Orders Routed To: |
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| ARCA |
15.85% |
15.20% |
84.80% |
0.00% |
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| NITE |
38.37% |
74.42% |
21.74% |
3.84% |
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| UBSS |
26.38% |
65.76% |
25.54% |
0.00% |
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| ATDESK |
19.4% |
64.45% |
27.94% |
0.00% |
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OPTIONS |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
100.00% |
22.00% |
78.00% |
0.00% |
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| CGMI |
100.00% |
100.00% |
0.00% |
0.00% |
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| Material Aspects of Relationship with Route Venues |
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| INET rebates up to $0.002 per share for NASDAQ issues and ETFs
and up to $0.001 for Listed issues when adding liquidity to their book |
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| ARCA rebates up to $0.002 per share for NASDAQ issues and ETFs
and up to $0.001 for Listed issues when adding liquidity to their book |
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| The above
data has been created for all orders accepted by Sloan's Institutional
Trading Department. All other orders
accpeted by Sloan Securities Corp. are routed through our clearing agent. A separate report of these order routing
practices can be found by following the link below, along with the Material
Aspects of relationships with various Market Centers. |
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| Sloan Retail Order Routing Disclosure |
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