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Sloan Securities Corp |
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SEC-Required Report on Routing of Customer Orders |
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NYSE |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
23.14% |
44.22% |
52.88% |
2.90% |
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| Orders Routed To: |
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| NYSE |
44.80% |
70.55% |
26.43% |
3.02% |
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| TRIM |
27.29% |
37.54% |
56.79% |
5.67% |
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| ARCA |
27.92% |
8.49% |
91.51% |
0.00% |
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NASDAQ |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
40.92% |
17.45% |
82.20% |
0.35% |
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| Orders Routed To: |
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| ARCA |
46.22% |
3.60% |
96.40% |
0.00% |
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| NITE |
40.12% |
35.67% |
63.47% |
0.86% |
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| ATDESK |
6.26% |
20.91% |
79.09% |
0.00% |
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| UBSS |
7.41% |
2.33% |
97.67% |
0.00% |
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OPTIONS |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
5.00% |
3.00% |
97.00% |
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| Material Aspects of Relationship with Route Venues |
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| INET rebates up to $0.002 per share for NASDAQ issues and ETFs and up to $0.001 for Listed issues when adding liquidity to their book |
| ARCA rebates up to $0.002 per share for NASDAQ issues and ETFs and up to $0.001 for Listed issues when adding liquidity to their book |
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| The above data has been created for all orders accepted by Sloan's Institutional Trading Department. All other orders accpeted by Sloan Securities Corp. are routed through our clearing agent. A separate report of these order routing practices can be found by following the link below, along with the Material Aspects of relationships with various Market Centers. |
| Sloan Retail Order Routing Disclosure |
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