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Sloan Securities Corp |
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SEC-Required Report on Routing of Customer Orders |
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NYSE |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
34.86% |
67.25% |
32.12% |
0.62% |
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| Orders Routed To: |
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| NYSE |
48.81% |
72.02% |
27.30% |
0.68% |
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| TRIM |
33.47% |
83.54% |
15.59% |
0.87% |
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| ARCA |
17.72% |
23.36% |
76.64% |
0.00% |
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NASDAQ |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
33.11% |
49.69% |
50.00% |
0.31% |
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| Orders Routed To: |
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| ARCA |
29.12% |
10.00% |
90.00% |
0.00% |
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| NITE |
21.36% |
79.64% |
18.91% |
0.00% |
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| HDSN |
49.52% |
60.11% |
39.89% |
0.00% |
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OPTIONS |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
100% |
18.00% |
82.00% |
0.00% |
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| CGMI |
100.00% |
100.00% |
0.00% |
0.00% |
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| Material Aspects of Relationship with Route Venues |
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| INET rebates up to $0.002 per share for NASDAQ issues and ETFs and up to $0.001 for Listed issues when adding liquidity to their book |
| ARCA rebates up to $0.002 per share for NASDAQ issues and ETFs and up to $0.001 for Listed issues when adding liquidity to their book |
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| The above data has been created for all orders accepted by Sloan's Institutional Trading Department. All other orders accpeted by Sloan Securities Corp. are routed through our clearing agent. A separate report of these order routing practices can be found by following the link below, along with the Material Aspects of relationships with various Market Centers. |
| Sloan Retail Order Routing Disclosure |
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