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Sloan Securities Corp |
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SEC-Required Report on Routing of Customer
Orders |
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_18040_image002.gif)
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NYSE |
Non-Directed |
Market |
Limit |
Other |
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_18040_image003.gif)
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| Orders |
Orders |
Orders |
Orders |
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| All
Orders |
51.09% |
18.53% |
81.06% |
0.40% |
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| Orders
Routed To: |
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| NYSE |
25.46% |
51.99% |
46.42% |
1.58% |
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| TRIM |
8.26% |
53.99% |
46.01% |
0.00% |
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| ARCA |
66.28% |
1.26% |
98.74% |
0.00% |
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NASDAQ |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All
Orders |
36.29% |
27.63% |
71.23% |
1.14% |
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| Orders
Routed To: |
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| INET |
3.34% |
14.36% |
85.64% |
0.00% |
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| ARCA |
50.90% |
5.72% |
94.28% |
0.00% |
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| NITE |
32.27% |
75.10% |
21.36% |
0.00% |
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| UBS |
13.49% |
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100.00% |
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AMEX |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All
Orders |
79.76% |
26.64% |
73.36% |
0.00% |
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| Orders
Routed To: |
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| AMEX |
24.10% |
73.73% |
26.27% |
0.00% |
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| TRIM |
25.23% |
20.68% |
79.32% |
0.00% |
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| ARCA |
50.67% |
7.21% |
92.79% |
0.00% |
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OPTIONS |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
100.00% |
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100.00% |
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| Citi |
100.00% |
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| Material Aspects of Relationship with Route Venues |
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| INET rebates up to $0.002 per share for NASDAQ issues and ETFs
and up to $0.001 for Listed issues when adding liquidity to their book |
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| ARCA rebates up to $0.002 per share for NASDAQ issues and ETFs
and up to $0.001 for Listed issues when adding liquidity to their book |
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| The above data has been created
for all orders accepted by Sloan's Institutional Trading Department. All other orders accpeted by Sloan
Securities Corp. are routed through our clearing agent. A separate report of these order
routing practices can be found by following the link below, along with the
Material Aspects of relationships with various Market Centers. |
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| Sloan Retail Order Routing Disclosure |
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| Material Aspects of relationships
with various Market Centers |
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