| Sloan Securities Corp | |||||
| SEC-Required Report on Routing of Customer Orders | |||||
| NYSE | Non-Directed | Market | Limit | Other | |
| Orders | Orders | Orders | Orders | ||
| All Orders | 30.50% | 64.50% | 34.60% | 0.90% | |
| Orders Routed To: | |||||
| NYSE | 58.83% | 66.04% | 33.00% | 0.96% | |
| TRIM | 23.45% | 87.22% | 11.36% | 1.42% | |
| ARCA | 17.72% | 29.36% | 70.64% | 0.00% | |
| NASDAQ | Non-Directed | Market | Limit | Other | |
| Orders | Orders | Orders | Orders | ||
| All Orders | 27.75% | 53.09% | 45.83% | 1.08% | |
| Orders Routed To: | |||||
| ARCA | 32.67% | 15.00% | 85.00% | 0.00% | |
| NITE | 39.58% | 70.42% | 27.74% | 0.00% | |
| HDSN | 27.75% | 73.20% | 25.52% | 0.00% | |
| AMEX | Non-Directed | Market | Limit | Other | |
| Orders | Orders | Orders | Orders | ||
| All Orders | |||||
| Orders Routed To: | |||||
| AMEX | |||||
| TRIM | |||||
| OPTIONS | Non-Directed | Market | Limit | Other | |
| Orders | Orders | Orders | Orders | ||
| All Orders | 323,847 | 0.004% | 0.996% | ||
| Material Aspects of Relationship with Route Venues | |||||
| INET rebates up to $0.002 per share for NASDAQ issues and ETFs and up to $0.001 for Listed issues when adding liquidity to their book | |||||
| ARCA rebates up to $0.002 per share for NASDAQ issues and ETFs and up to $0.001 for Listed issues when adding liquidity to their book | |||||
| The above data has been created for all orders accepted by Sloan's Institutional Trading Department. All other orders accpeted by Sloan Securities Corp. are routed through our clearing agent. A separate report of these order routing practices can be found by following the link below, along with the Material Aspects of relationships with various Market Centers. | |||||
| Sloan Retail Order Routing Disclosure | |||||