| Sloan Securities Corp | |||||||
| SEC-Required Report on Routing of Customer Orders | |||||||
| NYSE | Non-Directed | Market | Limit | Other | |||
| Orders | Orders | Orders | Orders | ||||
| All Orders | 26.03% | 57.69% | 40.54% | 1.77% | |||
| Orders Routed To: | |||||||
| NYSE | 62.50% | 57.08% | 42.00% | 0.92% | |||
| TRIM | 17.73% | 86.70% | 6.60% | 6.70% | |||
| ARCA | 19.76% | 33.60% | 66.40% | 0.00% | |||
| NASDAQ | Non-Directed | Market | Limit | Other | |||
| Orders | Orders | Orders | Orders | ||||
| All Orders | 22.71% | 53.02% | 43.01% | 3.98% | |||
| Orders Routed To: | |||||||
| INET | 2.37% | 0.20% | 99.80% | 0.00% | |||
| ARCA | 21.66% | 24.00% | 73.54% | 0.00% | |||
| NITE | 51.90% | 71.63% | 21.74% | 0.00% | |||
| ATDESK | 9.70% | 57.80% | 42.20% | 0.00% | |||
| AMEX | Non-Directed | Market | Limit | Other | |||
| Orders | Orders | Orders | Orders | ||||
| All Orders | |||||||
| Orders Routed To: | |||||||
| AMEX | |||||||
| TRIM | |||||||
| OPTIONS | Non-Directed | Market | Limit | Other | |||
| Orders | Orders | Orders | Orders | ||||
| All Orders | 1% | 0.002% | 99.998% | ||||
| Orders Routed To: | |||||||
| Material Aspects of Relationship with Route Venues | |||||||
| INET rebates up to $0.002 per share for NASDAQ issues and ETFs and up to $0.001 for Listed issues when adding liquidity to their book | |||||||
| ARCA rebates up to $0.002 per share for NASDAQ issues and ETFs and up to $0.001 for Listed issues when adding liquidity to their book | |||||||
| The above data has been created for all orders accepted by Sloan's Institutional Trading Department. All other orders accpeted by Sloan Securities Corp. are routed through our clearing agent. A separate report of these order routing practices can be found by following the link below, along with the Material Aspects of relationships with various Market Centers. | |||||||
| Sloan Retail Order Routing Disclosure | |||||||