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Sloan Securities Corp |
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SEC-Required Report on Routing of Customer
Orders |
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Q 4 2007 |
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_18040_image002.gif)
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NYSE |
Non-Directed |
Market |
Limit |
Other |
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_18040_image003.gif)
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
50.71% |
58.24% |
41.49% |
0.27% |
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| Orders Routed To: |
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| NYSE |
62.25% |
58.36% |
41.21% |
0.43% |
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| TRIM |
9.27% |
73.06% |
26.94% |
0.00% |
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| ARCA |
28.40% |
53.32% |
46.68% |
0.00% |
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| INET |
0.01% |
17.65% |
82.35% |
0.00% |
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| UBS |
0.08% |
0.00% |
100.00% |
0.00% |
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NASDAQ |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
38.06% |
50.82% |
47.83% |
1.35% |
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| Orders Routed To: |
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| INET |
0.49% |
11.48% |
88.52% |
0.00% |
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| ARCA |
38.40% |
33.87% |
66.13% |
0.00% |
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| NITE |
56.58% |
66.72% |
30.89% |
2.38% |
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| CGMI |
0.00% |
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100.00% |
0.00% |
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| UBS |
4.52% |
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100.00% |
0.00% |
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AMEX |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
60.58% |
36.49% |
63.08% |
0.68% |
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| Orders Routed To: |
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| AMEX |
63.27% |
25.13% |
74.19% |
0.68% |
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| TRIM |
13.29% |
42.06% |
57.94% |
0.00% |
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| ARCA |
18.82% |
70.54% |
29.46% |
0.00% |
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| FIMAT |
1.11% |
100.00% |
0.00% |
0.00% |
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| UBS |
3.50% |
17.57% |
82.43% |
0.00% |
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OPTIONS |
Non-Directed |
Market |
Limit |
Other |
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| Orders |
Orders |
Orders |
Orders |
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| All Orders |
100.00% |
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100.00% |
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| CMGI |
100.00% |
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100.00% |
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| Material Aspects of Relationship with Route Venues |
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| INET rebates up to $0.002 per share for NASDAQ issues and ETFs
and up to $0.001 for Listed issues when adding liquidity to their book |
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| ARCA rebates up to $0.002 per share for NASDAQ issues and ETFs
and up to $0.001 for Listed issues when adding liquidity to their book |
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| The above data has been created
for all orders accepted by Sloan's Institutional Trading Department. All other orders accpeted by Sloan
Securities Corp. are routed through our clearing agent. A separate report of these order
routing practices can be found by following the link below, along with the
Material Aspects of relationships with various Market Centers. |
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| Sloan Retail Order Routing Disclosure |
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