| Sloan Securities Corp | |||||
| SEC-Required Report on Routing of Customer Orders | |||||
| NYSE | Non-Directed | Market | Limit | Other | |
| Orders | Orders | Orders | Orders | ||
| All Orders | 68.23% | 60.31% | 38.12% | 1.57% | |
| Orders Routed To: | |||||
| NYSE | 58.31% | 62.30% | 36.46% | 1.24% | |
| TRIM | 23.63% | 83.64% | 12.76% | 3.60% | |
| ARCA | 18.06% | 23.36% | 76.64% | 0.00% | |
| NASDAQ | Non-Directed | Market | Limit | Other | |
| Orders | Orders | Orders | Orders | ||
| All Orders | 55.14% | 56.64% | 41.41% | 1.95% | |
| Orders Routed To: | |||||
| ARCA | 32.67% | 22.00% | 78.00% | 0.00% | |
| NITE | 61.40% | 72.85% | 23.98% | 0.00% | |
| HDSN | 5.93% | 79.73% | 20.27% | 0.00% | |
| AMEX | Non-Directed | Market | Limit | Other | |
| Orders | Orders | Orders | Orders | ||
| All Orders | |||||
| Orders Routed To: | |||||
| AMEX | |||||
| TRIM | |||||
| OPTIONS | Non-Directed | Market | Limit | Other | |
| Orders | Orders | Orders | Orders | ||
| All Orders | 3% | 0.006% | 99.994% | ||
| Material Aspects of Relationship with Route Venues | |||||
| INET rebates up to $0.002 per share for NASDAQ issues and ETFs and up to $0.001 for Listed issues when adding liquidity to their book | |||||
| ARCA rebates up to $0.002 per share for NASDAQ issues and ETFs and up to $0.001 for Listed issues when adding liquidity to their book | |||||
| The above data has been created for all orders accepted by Sloan's Institutional Trading Department. All other orders accpeted by Sloan Securities Corp. are routed through our clearing agent. A separate report of these order routing practices can be found by following the link below, along with the Material Aspects of relationships with various Market Centers. | |||||
| Sloan Retail Order Routing Disclosure | |||||