|
US
Equities
|
| Market
Orders |
$0.02
per share with a $19.95 minimum per trade |
| Limit
Orders |
$0.02
per share with a $24.95 minimum per trade |
| Equities
priced under $1.00 per share |
$25.00
per trade plus 2.75% of principal |
|
*Prices
above are for trades placed through the Sloan Securities
Web site. Trades called into our trading desk will incur
an additional charge of $20.00 per trade.
|
|
US
Options
|
| Market
Orders |
$19.95
+ $1.75 per contract |
| Limit
Orders |
$24.95
+ $1.75 per contract |
|
*Prices
above are for trades placed through the Sloan Securities
Web site. Trades called into our trading desk will incur
an additional charge of $20.00 per trade.
|
|
Mutual
Funds
|
| Purchases,
redemptions or exchanges of no-load funds |
$25.00 |
|
Fixed
Income
|
| Please
call for assistance |
|
|
Margin
Rates
|
| Balances
below $49,999 |
Brokers
Call (BCR) + 2 .65% |
|
$50,000
to $99,999
|
BCR
+ 2.25% |
| $100,000
to 149,999 |
BCR
+ 2% |
| $150,000
to $249,999 |
BCR
+ 1.75% |
| $250,000
to $499,999 |
BCR
+ 1.50% |
| Over
$500,000 |
BCR
+ 1.25% |
|
Other
Fees
|
| Bond
Redemptions |
$50.00 |
| Buy
In/Sell Out Notices |
$15.00 |
| Returned
Check Fee |
$50.00 |
| Stop
Payment Requests |
$30.00 |
| Extensions |
$10.00 |
| Wires
(Domestic) |
$50.00 |
| Wires
(International) |
$75.00 |
| DTC
Transers |
$30.00 |
| Trade
Confirmations (postage & handling) |
$3.00 |
| Name
changes on stock certificates |
$40.00 |
| Overnight
Delivery (Domestic) |
$35.00 |
| Overnight
Delivery (International) |
$50.00 |
| Transfer
of Securities |
$75.00 |
| Outgoing
ACAT |
$75.00 |
| Inactive
Account Fee (no trades in 12 months) |
$75.00 |
| Voluntary
Tenders/Reverse Splits |
$40.00 |
| Annual
IRA Fee |
$40.00 |
| IRA
initiation fee |
N/C |
| Sweeps
to Money Market Account |
N/C |
| Post-Actionable
Re-Organizations |
$50.00 |
| Legal
Transfers (standard or restricted) |
$100.00 |
