Senior Management

James C. Ackerman, President & CEO	Andrew C. Nussbaum, Chief Operating Officer
Thomas F. Herity, Chief Compliance Officer	Ralph J. Lamberti, Jr., Managing Director Prime Brokerage Services

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James C. Ackerman - President & CEO

James C. Ackerman is the founder and CEO of Sloan Securities Corp. Mr. Ackerman began his career as an associate with the law firm of Shanley & Fisher, P.C., located in Morristown, New Jersey, where he specialized in corporate finance and mergers and acquisitions. Jim is admitted to the bar in New York and New Jersey and since it's founding in 1987, has worked to build Sloan Securities into the client focused, investment firm it is today.

Mr. Ackerman is a current or former member of the following boards of directors or trustees; National Board of the Crohn's & Colitis Foundation of America ("CCFA"); the JCC on the Palisades, Tenafly, New Jersey; Chairman of the Thurnauer School of Music, Tenafly, New Jersey; the associate Board of the American Friends of the Israel Philharmonic Orchestra, New York, New York, Touro Synagogue Foundation, Newport Rhode Island, and the Englewood Hospital Foundation, Englewood, New Jersey.

Jim has a political science degree from the University of Pennsylvania and his Juris Doctor from Villanova University School of Law. He resides in Bergen County, New Jersey with his wife and two children.

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Andrew C. Nussbaum - Chief Operating Officer

Andrew C. Nussbaum joined Sloan Securities in 2002 and is Cheif Operating Officer with direct responsibilities for brokerage operations, new business development and technology, while serving as the Branch Manager at the firm's corporate headquarters. Prior to joining Sloan, Mr. Nussbaum was Vice President, Sales for Fiserv Securities. Andy joined Fiserv as the result of their acquisition of the clearing and prime brokerage business of Investec Ernst & Company, where he served as the Director of Sales.

Mr. Nussbaum began his career in sales having held senior positions with Anacomp and Automatic Data Processing. He entered the securities industry while at ADP as a Vice President, Business Development at ADP's Brokerage Services Group (now Broadridge) where he created a variety of creative strategic alliance programs. After leaving ADP, Andy assumed the role of Senior Vice President, Business and Product Development at the US discount Brokerage arm of Royal Bank of Canada. Mr. Nussbaum also held a senior position in the operations group at Jefferies and Company.

Andrew holds the series 24,4,7 & 63 securities licenses. He resides in Essex County, New Jersey with his three children.  

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Thomas F. Herity - Chief Compliance Officer

Thomas F. Herity joined Sloan Securities Corp. early in 2008 as Chief Compliance Officer. In this role, he overseees all compliance related activities at the firm, ensuring regulatory compliance within the industry's dynamic and ever changing regulatory landscape. Prior to joining Sloan, Tommy held the position of Chief Compliance Officer for Northeast Securities, serving in this capacity for five years.

Mr. Herity began his securities industry career in 1986 with Ernst & Company through its acquisition by Investec and subsequent name change to Investec Ernst & Company. Tommy gained a broad securities operations background eventually rising to become a Manager of sixteen professionals in the margin department supporting Correspondent Clearing, Retail and Prime Broker accounts.

Tommy holds the Series 7, 63 & 24 securities licenses and resides in Bergen County, New Jersey with his wife and two children where he is active in his church and community.

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Ralph J. Lamberti, Jr. - Managing Director, Prime Brokerage Services

Ralph Joined Sloan Securities in 2003, and has been instrumental in creating and developing the Prime Brokerage Services Group. Prior to joining Sloan, Ralph held the position of Director of US Equity Trading at Hornblower Fischer & Co. His experience on Wall Street spans nearly two decades, beginning his career at Jesup & Lamont Securities, as a clerk on their institutional trading desk, and moving on to head institutional trading desks at several firms, while simultaneously developing and servicing his own institutional accounts as a sales trader

Creating an extensive network of brokerage contacts on all major US equity exchanges and gaining extensive knowledge and experience relating to clearing, technology and equity execution, our clients benefit from leveraging his experience.

Ralph graduated from Wagner College with a BS in Finance, and holds the series 7, 63, 55, 24, 9 and 10 licenses. Ralph is a member of the Board of Trustees of the Staten Island Children's Museum. He resides in Staten Island, NY with his wife and two children.

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