Sloan Securities Corp has
prepared this report pursuant to a U.S. Securities and Exchange Commission
rule requiring all brokerage firms to make publicly available quarterly reports
on their order routing practices. The report provides information on the routing
of "non-directed orders" - any order that the customer has not specifically
instructed to be routed to a particular venue [market center] for execution.
For these non-directed orders, Sloan Securities Corp has selected the execution
venue on behalf of its customers.
The report is divided into four sections: one
for securities listed on the New York Stock Exchange; one for securities listed
on The Nasdaq Stock Market; one for securities listed on the American Stock
Exchange or regional exchanges; and one for exchange-listed options. For each
section, this report identifies the venues most often selected by Sloan Securities Corp. This report sets forth the percentage of various types of orders routed to
the venues, and discusses the material aspects of Sloan Securities Corp relationship with the venues.
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Q1-2008
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Q2-2008
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Q3-2007
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Q4-2007
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view Ridge Clearing & Outsourcing Services
Material Aspects
of Relationship with Execution Venues