Summary Statistics:

Non-directed orders as percentage of total customer orders 100.0%
Market orders as percentage of total non-directed orders 38.1%
Limit orders as percentage of total non-directed orders 61.9%
Other orders as percentage of total non-directed orders 0.0%

Venues receiving significant percentage of total non-directed orders:

CitiGlobal Markets 93.2%
UBSS Equity Options 6.8%

Information Concerning significant Venues:

CitiGlobal Markets

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 90.2%
Market orders as percentage of total market orders 98.1%

UBSS Equity Options

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 9.8%
Market orders as percentage of total market orders 1.9%